Experienced Counsel for Securities Disputes
FINRA (the Financial Industry Regulatory Authority) regulates securities firms doing business in the United States. Disputes between (1) investors and their securities firms, (2) investors and the stockbrokers (registered representatives), and (3) stockbrokers and their employers (securities firms) are generally governed by the FINRA rules and FINRA arbitration process.
We have handled hundreds of FINRA arbitrations on behalf of clients around the country. We are highly experienced in the FINRA arbitration process, and we can help when you need an experienced FINRA arbitration lawyer. If you are an investor, broker (registered-representative) or securities firm faced with a FINRA arbitration or disciplinary proceeding, contact us now for a free initial consultation.