The Law Office of Michael A. Nagy, LLC is a boutique law firm focusing on securities arbitration and litigation, broker-dealer and investment advisor regulation, and other regulatory and compliance matters in the financial services industry.

The firm aggressively represents both individuals and financial institutions throughout the nation in a variety of complex securities-related disputes, including prosecution and defense of FINRA arbitrations, enforcement and disciplinary actions before federal and state agencies, SROs and stock exchanges, non-solicitation and non-competition agreements, defamation and libel claims, and representation of individual and institutional investors nationwide.

Over the years Michael has established a reputation for professionalism in his practice area and discretion in serving his clients. He brings a level of experience and insight that uniquely informs his client strategies and allows him to approach challenging cases with creativity, integrity, and pragmatism. Michael’s clients have found his blend of legal experience and astute business sense to be enormously valuable. He is passionate about what he does and works aggressively to fight for his client’s best interests.

Sound Legal Representation to help you achieve results in complex legal situations that impact you professionally and personally

Informed Guidance to help integrate the daily management of your business with legal counsel on a variety of litigation, regulatory, and compliance issues

Practical Foresight to help you anticipate obstacles and avoid potential legal complications before they arise

Clear Communication to enhance your understanding of the law, what the law means for your case, and the legal strategies available to you

A Unique Approach

We provide our clients with the experience and service typically associated with the largest law firms, while delivering the personalized attention and efficiency that is associated with smaller firms.

As a former broker and advisor with a top-ranked financial services and wealth management firm, and as a former attorney in the securities group at one of the nation’s largest law firms devoted to civil defense litigation, Attorney Nagy is uniquely positioned to handle a variety of securities matters. He started this firm with one simple goal – to provide clients with top-tier legal representation at competitive rates that are determined by the client’s needs.

The success of the firm is a testament to Attorney Nagy’s client-centric approach. The firm’s size allows us to remain nimble, while our breadth of experience allows the firm to assist its clients with their diverse and complex legal needs. Our efficient firm model enables us to maintain perspective on what is important for each client in each matter. We provide sensible and cost-effective advice, which is why many of the firm’s largest clients consistently hire us to navigate their thorniest problems and most sensitive matters.

Our clients range from large national financial services companies and dually-registered independent broker-dealer and investment advisory firms with complex litigation and regulatory issues to smaller regional professional services firms to individuals and small business owners who need assistance in smaller matters.

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