If you have been the victim of stockbroker misconduct, you may be able to file a legal action in arbitration against your stockbroker and his or her employer to recover your investment losses.
State and federal laws protect investors against negligent, unsuitable, fraudulent or illegal conduct by stockbrokers, financial advisors, financial planners, and others. Investors have the right to seek restitution for the losses they suffer. The process of recovering your money can be extremely complex, and it is important that you have experienced legal counsel behind you to ensure that your interests are protected.
If you are involved in a dispute with your broker or brokerage firm, we recommend that you consider seeking legal representation. You should keep in mind that brokers and their firms are almost always represented by counsel when resolving customer disputes, and attorneys with a background in securities law will have experience that most investors are unlikely to have.
Surprising as it seems, FINRA and the SEC and state securities regulators seldom recover investment losses and return them to the average investor. Consequently, when you have lost money as a result of the mishandling of your account by your broker and a lawsuit needs to be brought for recovery, you need to retain an experienced securities attorney to pursue the recovery of your losses through the FINRA arbitration process.
We represent all types of investors, ranging from inexperienced retail investors to sophisticated high-net-worth individuals and institutional investors. The cases on behalf of these investors involve various types of misconduct including fraud, negligence, misrepresentation, breach of fiduciary duty, breach of contract, unsuitable investments, failure to supervise, failure to disclose conflicts of interest and other violations of state and federal securities laws and regulations.
If you have suffered investment losses as a result of stockbroker misconduct or negligence, contact us for a free and confidential evaluation of your claim at (724) 713-8228 or firstname.lastname@example.org