Responsive, efficient, cost effective representation in FINRA and securities arbitration.

Sound Legal Representation to help you achieve results in complex legal situations that impact you professionally and personally

Informed Guidance to help integrate the daily management of your business with legal counsel on a variety of litigation, regulatory, and compliance issues

Practical Foresight to help you anticipate obstacles and avoid potential legal complications before they arise

Clear Communication to enhance your understanding of the law, what the law means for your case, and the legal strategies available to you

SECURITIES LAW BLOG

We are currently investigating the liability that FINRA member brokerage firms may have for Jonathan…